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Position Details
Reference No.
114614
Title
Compliance Officer - VAC-A20115N
Employment Type
Full Time
Available Positions
1
Location(s):
Limassol
Posted On:
12/03/2021
Contact Details
Company
StafffMatters Recruitment Specialists
Contact Person
Administration Team
Address
Limassol
Limassol
Phones
25341383
Email
admin@smstaffmatters.com
Job Description

Our client is a CySEC regulated FX Broker and they are looking for a Compliance Officer to join their team based at their head office in Limassol.

Responsibilities

Ongoing monitoring and oversight of regulatory development (CySEC regulation, MiFid II, GDPR etc)

Close cooperation with Product and Operations team to ensure the company operation is aligned with the regulatory requirements

Implementation of regulatory developments into Company's policies and practice

Oversight of the leverage, best execution and portfolio management functions

Regulatory reporting monitoring across all departments (Compliance, Dealing, Finance)

Compliance monitoring (EU/UK): quarterly review of all company operations, in line with the regulatory guidelines AND audit findings

Supervision of Customer Facing Department's communication with customers

Oversight and approval of any marketing materials

Ensuring the company has appropriate structure / governance, of which CySEC is notified

Independent function, reporting directly to the Board

Requirements:

Academic Degree - Finance or Legal desired

Previous job experience in a related field - minimum 3 years

Extensive knowledge and experience with MIFID directives & CySEC regulations

Open to creative solutions & business innovation; a team player

Experience in Operations / Back Office a plus

Strong communication and presentation skills; must be comfortable to communicate with the senior management and the regulator

Strong verbal skills

English - At mother tongue level; Greek - an advantage

TO APPLY for this job opportunity, send your CV (in English please) to admin@smstaffmatters.com and include the reference:  Compliance Officer - VAC-A20115N. We look forward to hearing from you!