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Limassol
Our client is a CySEC regulated FX Broker and they are looking for a Compliance Officer to join their team based at their head office in Limassol.
Responsibilities:
Ongoing monitoring and oversight of regulatory development (CySEC regulation, MiFid II, GDPR etc)
Close cooperation with Product and Operations team to ensure the company operation is aligned with the regulatory requirements
Implementation of regulatory developments into Company's policies and practice
Oversight of the leverage, best execution and portfolio management functions
Regulatory reporting monitoring across all departments (Compliance, Dealing, Finance)
Compliance monitoring (EU/UK): quarterly review of all company operations, in line with the regulatory guidelines AND audit findings
Supervision of Customer Facing Department's communication with customers
Oversight and approval of any marketing materials
Ensuring the company has appropriate structure / governance, of which CySEC is notified
Independent function, reporting directly to the Board
Requirements:
Academic Degree - Finance or Legal desired
Previous job experience in a related field - minimum 3 years
Extensive knowledge and experience with MIFID directives & CySEC regulations
Open to creative solutions & business innovation; a team player
Experience in Operations / Back Office a plus
Strong communication and presentation skills; must be comfortable to communicate with the senior management and the regulator
Strong verbal skills
English - At mother tongue level; Greek - an advantage
TO APPLY for this job opportunity, send your CV (in English please) to admin@smstaffmatters.com and include the reference: Compliance Officer - VAC-A20115N. We look forward to hearing from you!